SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report: April 4, 2016 (Date of earliest event reported: April 1, 2016)
TCP INTERNATIONAL HOLDINGS LTD.
(Exact name of registrant as specified in its charter)
(State or other jurisdiction of
incorporation or organization)
(Commission File Number)
Alte Steinhauserstrasse 1
6330 Cham, Switzerland
(Address of principal executive offices)
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01 Regulation FD Disclosure.
TCP International Holdings Ltd. today announced that it received notification from the New York Stock Exchange (“NYSE”) on April 1, 2016, that the Company has regained compliance with the NYSE’s continued listing standard for share price.
A copy of the press release is furnished as Exhibit 99.1 hereto.
Item 9.01 Financial Statements and Exhibits.
Press release, dated April 4, 2016
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
TCP INTERNATIONAL HOLDINGS LTD.
/s/ Brian Catlett
Chief Financial Officer and Treasurer
Date: April 4, 2016
TCP Regains Compliance with NYSE Minimum Share Price Listing Requirement
Aurora, Ohio (April 4, 2016) - TCP International Holdings Ltd. (NYSE: TCPI) today announced that it received notification from the New York Stock Exchange (“NYSE”) on April 1, 2016, that the Company has regained compliance with the NYSE’s continued listing standard for share price.
On December 23, 2015, the Company was notified by the NYSE that it was not in compliance with the continued listing standards because the average closing price of the Company’s common shares was less than $1.00 over a consecutive 30 trading-day period. The Company regained compliance with the NYSE’s share price standard on March 31, 2016, as both the closing share price of the Company’s common shares and its average closing share price over the preceding consecutive 30 trading-day period exceeded the $1.00 minimum threshold required by the NYSE.
TCP is a leading global manufacturer and distributor of energy efficient lighting technologies. TCP’s extensive product offerings include LED and CFL lamps and fixtures, internet-based lighting control solutions and other energy efficient lighting products. TCP has the largest combined number of LED and CFL ENERGY STAR® compliant lighting products. TCP’s products are currently offered through thousands of retail and C&I distributors. Since TCP’s inception, it has sold more than one billion energy efficient lighting products. For more information, visit http://www.tcpi.com.
Chief Financial Officer
Sapphire Investor Relations, LLC